Broker or brokerage firm
FINRA
Research brokers and brokerage firms, or raise a concern about their conduct.
FIGHTING WALL ST. / RESEARCH DESK
Check the Record. Then Check the Person.
A verification workflow with direct links to FINRA BrokerCheck, SEC IAPD and EDGAR. No automated verdicts or regulator affiliation.
OFFICIAL RECORDS FIRST
Who Are You Checking?
FINRA BrokerCheck
Search the official record for registration, employment and relevant disclosures.
Enter the name on the official site. This tool does not search regulatory databases or determine whether a person or offer is legitimate.
Check the Complete Picture
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Check the Record.
Know Where to Turn.
Research a professional or find the right place to report a concern.
External resources. These organizations do not sponsor or endorse Fighting Wall St. Registration does not guarantee an investment or professional is safe.
Investment adviser or securities concern
SEC
Look up investment advisers and report possible securities-law violations.
Tax return preparer
IRS
Find credential information and report suspected tax-preparer misconduct.
Insurance company, agent or claim
NAIC
Find your state insurance department for licensing information and complaints.
CFPB
Banking, credit, mortgages or debt
CFPB
Find the federal consumer complaint process for financial products and services.
Scams, fraud or deceptive practices
FTC
Report suspected scams and find the official identity-theft recovery process.
TAKE YOUR RESEARCH FURTHER
Request a Second Opinion
Have a question about your investments, taxes, insurance or financial plan? Tell us what deserves a closer look.